OATdb Archive

2006 - 2007

Financial Aid

Goal
Provide Financial Assistance To University Students
To provide grants, loans and/or employment to University students who have displayed financial need through the Free Application for Federal Student Aid process

Objective
Promote Staff Development
Provide all elements required to train and maintain staff sufficient to provide accurate and complete assistance to students, parents, campus departments and the community

Indicator
Job Procedures
Maintain job procedures sufficient to assist in employee training and daily operations

Criterion
Procedures Manual
Availability of a current procedures manual on-line or in printed form for staff use

Finding
Procedures Manual Available
A procedures manual for daily operations is available to all staff members; rapid technological changes require the manual to be regularly updated

Criterion
Code of Federal Regulations
Availability of the Code of Federal Regulations for all employee levels for guidance with the administration of federal aid programs

Finding
Published Regulations and Handbook Available
The Code of Federal Regulations (CFR) is available for use through the internet and is downloadable use utilization in either format for all staff members

Criterion
Federal Student Aid Handbook
Availability of the Federal Student Aid Handbook to all staff members to use a guidance in the administration of financial aid

Finding
Availability of the Federal Student Handbooks
The Federal Student Aid Handbooks for current and recent years are available for use through an aid industry internet website and are downloadable use utilization in either format for all staff members

Indicator
Staff Training
Seek and take advantage of training opportunities offered within the financial aid industry

Criterion
Attendance of TG Conference Workshops
Staff member attendence of conference workshops

Finding
Industry Workshops and Conference Participation
Contacts made with industry colleagues provide a valuable resource

Criterion
Higher Education Reconciliation Act (HERA) Training
Attendance of Department of Education HERA Training

Finding
Industry Workshops and Conference Participation
Staff participation in industry workshops and conferences provided training and development tools for application in aid office operations

Action
Continue Participation in External Training
Continue and expand participation in industry training, workshops and conferences

Action
Periodically Update Manual
Periodic reviews and updates must be performed due to technological and regulatory enhancements

Action
Utilization Federal Student Aid Handbook
Utilization of the industry website, IFAP, as the source to access the Federal Student Aid Handbooks; references to CFR regulation codes by number are provide for further instructional material

Action
Utilization of Federal Regulations
The Code of Federal Regulations is to be use to update and establish policies and procedures for aid administration; internet access to Code ensures utilization of must current regulations

Objective
Enhance Student Service
Provide information and assistance to students and parents regarding aid program availability, the application process and applicant rights and responsibilities

Indicator
Staff Training
Seek and take advantage of training opportunities offered within the financial aid industry

Criterion
Attendance of TG Conference Workshops
Staff member attendence of conference workshops

Finding
Industry Workshops and Conference Participation
Contacts made with industry colleagues provide a valuable resource

Criterion
Higher Education Reconciliation Act (HERA) Training
Attendance of Department of Education HERA Training

Finding
Industry Workshops and Conference Participation
Staff participation in industry workshops and conferences provided training and development tools for application in aid office operations

Indicator
Banner Conversion
Prepare for financial aid management software conversion from SCT Plus to Banner

Criterion
Banner Software Training
Banner Training in preparation for data migration and implementation

Finding
Banner Training Schedule
Banner software is to be implemented for the academic year 2009-2010; implementation team training will begin in early 2008

Criterion
Banner Conversion Preparations
Begin preparations for identifying areas of concern through the migration and implementation process

Finding
Software Conversion Preparations
Documentation of existing functionality required after conversion is in progress, process will be ongoing throughout conversion project

Indicator
Peer Counseling
Offer peer counseling to assist student with the financial aid process including but not limited to technological access to applications and award offers

Criterion
Peer Counselor
To hire and maintain at least one peer counselor position in the aid office

Finding
Peer Counselor Utilized Successfully
The service available through a Peer Counselor meets a need student applicants have with one-on-one assistance with assistance through steps in the aid application process

Indicator
E-Signature
Implement e-signature availability for student use on University documents

Criterion
Semester Loan E-signature
Implementation of the e-signature capability within the semester loan program

Finding
Use of E-signature in Semester Loan Process
Implementation and use of the e-signature functionality has been successful

Action
Utilization of E-signature in Semester Loan Area
E-signature is fully implemented and is successfully utilized by students

Action
Student Employee Training
Seek and train student employees who have communication abilities and a desire to help others through the financial aid process

Objective
Enhance Technology
Improved the technology necessary to process, maintain and report financial aid

Indicator
Banner Conversion
Prepare for financial aid management software conversion from SCT Plus to Banner

Criterion
Banner Software Training
Banner Training in preparation for data migration and implementation

Finding
Banner Training Schedule
Banner software is to be implemented for the academic year 2009-2010; implementation team training will begin in early 2008

Criterion
Banner Conversion Preparations
Begin preparations for identifying areas of concern through the migration and implementation process

Finding
Software Conversion Preparations
Documentation of existing functionality required after conversion is in progress, process will be ongoing throughout conversion project

Action
Prepare for Conversion
Continue to prepare list of necessary functionality that will need to be integrated or implemented upon and within the software conversion process

Action
Banner Training Schedule
Banner implementation team training schedule has been completed; adjustments may be needed along the way

Goal
Regulatory Compliance
To disburse and report federal, state and local financial aid funds in accordance with governing regulatory requirements

Objective
Promote Staff Development
Provide all elements required to train and maintain staff sufficient to provide accurate and complete assistance to students, parents, campus departments and the community

Indicator
Job Procedures
Maintain job procedures sufficient to assist in employee training and daily operations

Criterion
Procedures Manual
Availability of a current procedures manual on-line or in printed form for staff use

Finding
Procedures Manual Available
A procedures manual for daily operations is available to all staff members; rapid technological changes require the manual to be regularly updated

Criterion
Code of Federal Regulations
Availability of the Code of Federal Regulations for all employee levels for guidance with the administration of federal aid programs

Finding
Published Regulations and Handbook Available
The Code of Federal Regulations (CFR) is available for use through the internet and is downloadable use utilization in either format for all staff members

Criterion
Federal Student Aid Handbook
Availability of the Federal Student Aid Handbook to all staff members to use a guidance in the administration of financial aid

Finding
Availability of the Federal Student Handbooks
The Federal Student Aid Handbooks for current and recent years are available for use through an aid industry internet website and are downloadable use utilization in either format for all staff members

Indicator
Staff Training
Seek and take advantage of training opportunities offered within the financial aid industry

Criterion
Attendance of TG Conference Workshops
Staff member attendence of conference workshops

Finding
Industry Workshops and Conference Participation
Contacts made with industry colleagues provide a valuable resource

Criterion
Higher Education Reconciliation Act (HERA) Training
Attendance of Department of Education HERA Training

Finding
Industry Workshops and Conference Participation
Staff participation in industry workshops and conferences provided training and development tools for application in aid office operations

Action
Continue Participation in External Training
Continue and expand participation in industry training, workshops and conferences

Action
Periodically Update Manual
Periodic reviews and updates must be performed due to technological and regulatory enhancements

Action
Utilization Federal Student Aid Handbook
Utilization of the industry website, IFAP, as the source to access the Federal Student Aid Handbooks; references to CFR regulation codes by number are provide for further instructional material

Action
Utilization of Federal Regulations
The Code of Federal Regulations is to be use to update and establish policies and procedures for aid administration; internet access to Code ensures utilization of must current regulations

Objective
Enhance Student Service
Provide information and assistance to students and parents regarding aid program availability, the application process and applicant rights and responsibilities

Indicator
Staff Training
Seek and take advantage of training opportunities offered within the financial aid industry

Criterion
Attendance of TG Conference Workshops
Staff member attendence of conference workshops

Finding
Industry Workshops and Conference Participation
Contacts made with industry colleagues provide a valuable resource

Criterion
Higher Education Reconciliation Act (HERA) Training
Attendance of Department of Education HERA Training

Finding
Industry Workshops and Conference Participation
Staff participation in industry workshops and conferences provided training and development tools for application in aid office operations

Indicator
Banner Conversion
Prepare for financial aid management software conversion from SCT Plus to Banner

Criterion
Banner Software Training
Banner Training in preparation for data migration and implementation

Finding
Banner Training Schedule
Banner software is to be implemented for the academic year 2009-2010; implementation team training will begin in early 2008

Criterion
Banner Conversion Preparations
Begin preparations for identifying areas of concern through the migration and implementation process

Finding
Software Conversion Preparations
Documentation of existing functionality required after conversion is in progress, process will be ongoing throughout conversion project

Indicator
Peer Counseling
Offer peer counseling to assist student with the financial aid process including but not limited to technological access to applications and award offers

Criterion
Peer Counselor
To hire and maintain at least one peer counselor position in the aid office

Finding
Peer Counselor Utilized Successfully
The service available through a Peer Counselor meets a need student applicants have with one-on-one assistance with assistance through steps in the aid application process

Indicator
E-Signature
Implement e-signature availability for student use on University documents

Criterion
Semester Loan E-signature
Implementation of the e-signature capability within the semester loan program

Finding
Use of E-signature in Semester Loan Process
Implementation and use of the e-signature functionality has been successful

Action
Utilization of E-signature in Semester Loan Area
E-signature is fully implemented and is successfully utilized by students

Action
Student Employee Training
Seek and train student employees who have communication abilities and a desire to help others through the financial aid process

Objective
Enhance Technology
Improved the technology necessary to process, maintain and report financial aid

Indicator
Banner Conversion
Prepare for financial aid management software conversion from SCT Plus to Banner

Criterion
Banner Software Training
Banner Training in preparation for data migration and implementation

Finding
Banner Training Schedule
Banner software is to be implemented for the academic year 2009-2010; implementation team training will begin in early 2008

Criterion
Banner Conversion Preparations
Begin preparations for identifying areas of concern through the migration and implementation process

Finding
Software Conversion Preparations
Documentation of existing functionality required after conversion is in progress, process will be ongoing throughout conversion project

Action
Prepare for Conversion
Continue to prepare list of necessary functionality that will need to be integrated or implemented upon and within the software conversion process

Action
Banner Training Schedule
Banner implementation team training schedule has been completed; adjustments may be needed along the way

Objective
Perform Regulatory Reporting
Ensure the accuracy and timeliness of federal, state and local reporting

Indicator
Staff Training
Seek and take advantage of training opportunities offered within the financial aid industry

Criterion
Attendance of TG Conference Workshops
Staff member attendence of conference workshops

Finding
Industry Workshops and Conference Participation
Contacts made with industry colleagues provide a valuable resource

Criterion
Higher Education Reconciliation Act (HERA) Training
Attendance of Department of Education HERA Training

Finding
Industry Workshops and Conference Participation
Staff participation in industry workshops and conferences provided training and development tools for application in aid office operations

Indicator
Federal And State Reporting
Satisfy federal and state reporting requirement such as but not limited to the Fiscal Operations Report and Application to Participate and the Coordinating Board's FAD Report

Criterion
Fiscal Operations Report and Application to Participate (FISAP)
Successful completion of annual the Fiscal Operations Report and Application to Participate (FISAP)

Finding
FISAP Report Completed
FISAP report submitted successfully

Criterion
TEXAS Grant Year-End Report
To report to the Texas Higher Education Coordinating Board the report activities for award details of the TEXAS Grant program

Finding
TEXAS Grant Report Completed
Successful submission of the TEXAS Grant Report

Criterion
State Fund Reporting
Report annual expenditures of state aid program, Texas Work-Study, LEAP, SLEAP and 5th Year Accounting

Finding
State Fund Expenditure Report Completed
Reporting of state fund expenditures was successfully completed

Action
Annual Submission of FISAP Report
Meet the FISAP report requirements annually

Action
Annual Submission of TEXAS Grant Report
Meet reporting requirement annually

Action
Meet State Funds Reporting Requirement
Meet the requirement of reporting state fund expenditures annually


Update to previous cycle's plan for continuous improvement

Plan for continuous improvement